National market system plan

Results: 233



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51Public records / HTTP cookie / World Wide Web / Contemporary history / Financial markets / Freedom of information in the United States / National market system plan

OPRA and the Municipal Web Site

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Source URL: www.cityconnections.com

Language: English - Date: 2014-05-19 14:31:46
52Financial markets / Financial system / Finance / United States Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities Exchange Act / National market system plan / U.S. Securities and Exchange Commission / NASDAQ / United States securities law / Self-regulatory organizations / Financial economics

Response to Comments on File No. SR-NASD[removed]

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Source URL: www.sec.gov

Language: English - Date: 2008-02-06 08:18:58
5373rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Reservation / Symbol / Security / Copyright symbol / Government / United States securities law / Law / Stock market

APPENDIX A NATIONAL MARKET SYSTEM PLAN FOR THE SELECTION AND RESERVATION OF SECURITIES SYMBOLS The self-regulatory organizations (“SROs”) named below as the parties to this Plan (as defined below), and any other SROs

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Source URL: www.theocc.com

Language: English - Date: 2014-10-24 05:20:05
54Stock market / Finance / Alternative Trading Systems / Dark liquidity / Securities Exchange Act / Electronic communication network / Order / Algorithmic trading / National market system plan / Financial markets / Financial economics / Investment

Alternative Trading Systems: Description of ATS Trading in National Market System Stocks LAURA TUTTLE 1 October 2013 This paper is the first in a series of DERA staff white papers planned to analyze off-exchange

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Source URL: www.sec.gov.

Language: English - Date: 2014-03-18 13:25:23
55Self-regulatory organizations / Investment / Chicago Stock Exchange / United States Securities and Exchange Commission / National market system plan / Securities Exchange Act / Stock market / New York Stock Exchange / Payment for order flow / Financial markets / Financial economics / Economy of the United States

Darla C. Stuckey Corporate Secretary New York Stock Exchange, Inc. 11 Wall Street New York, NY 10005

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Source URL: www.sec.gov

Language: English - Date: 2004-05-19 13:39:17
56Public records / Financial markets / Options Price Reporting Authority / National market system plan

OPTIONS PRICE REPORTING AUTHORITY Professional Subscriber Agreement The undersigned ("Subscriber") hereby applies to Options Price Reporting Authority, LLC ("OPRA") for the privilege of receiving current options last sal

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Source URL: www.opradata.com.

Language: English - Date: 2014-10-11 15:11:11
57Mathematical finance / Finance / Order / Day trading / Volatility / Stock market / Financial economics / Investment

BATS Limit Up/Limit Down FAQ Last Updated – January 31, 2014 What is Limit Up/Limit Down? On May 31, 2012 the Securities and Exchange Commission (SEC) approved, on a pilot basis, a National Market System Plan, also kno

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-01-31 08:47:04
58National market system plan / Financial system / Finance / Securities Exchange Act / Financial markets / Options Price Reporting Authority / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OPRA[removed]August 12, 2014 Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Re

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Source URL: www.sec.gov

Language: English - Date: 2014-08-13 08:45:47
59Options Price Reporting Authority / Investment / Financial system / National market system plan / United States securities law / Securities Exchange Act / U.S. Securities and Exchange Commission / Regulation NMS / Stock exchange / Financial markets / United States Securities and Exchange Commission / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OPRA[removed]August 12, 2014 Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Opti

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Source URL: www.sec.gov

Language: English - Date: 2014-08-13 08:44:01
60National market system plan / Financial system / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / Investment Advisers Act / International Securities Exchange / Financial markets / Financial economics / Options Price Reporting Authority

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OPRA[removed]August 12, 2014 Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Opti

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Source URL: www.sec.gov

Language: English - Date: 2014-08-13 08:45:17
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